A closed‑end investment company   Question 11 options:   a)  has a fixed capital structure.   b)  issues new shares when an individual invests.   c)  redeems its shares.   d)  charges a loading fee.

Question 1 a. Distinguish between the following:i. Primary market and secondary market ii. Money market and capital market iii. Fixed income security and convertible security iv. Systematic risk and Unsystematic risk b. You are an investment advisor and you are asked to guide a new investor to trade shares on the Ghana Stock Exchange (GSE). Explain any six (6) of the listing requirement of GSE that are to be met before the company can start trading on the market.   Question 2 a. A mutual fund is a professionally managed type of collective investment scheme that pools money from many investors and invests in stocks, bonds, short-term money market instruments and other securities. The performance of these mutual funds and the portfolio they build needs to be evaluated as frequently as possible. Evaluating the performance of these mutual funds is important for both existing and potential investors. The Table below provides the average return, standard deviation and betas of selected…

Equity method:  Beginning investment + (Ownership percentage x Investee net income) - _________ = Ending Investment   Question 1 options:   Common Stock   Stockholder's Equity   Cash   Dividends

Why is there a cost for retained earnings? Group of answer choices Earnings can be reinvested or paid out as dividends Investors could buy other securities, earn a return Neither Either

options for a:   Available-for-sale Investments, at cost cash Retained Earnings Unrealized gain(loss) on available-for-sale Investments Valuation Allowance for  available-for-sale Investments options for b first slot is yes or no Second slot is as other revenue/expense or in the stockholder equity section

2. Which of the following terms best describes a financial instrument which gives the holder the right, but not the obligation, to purchase shares at a specified price, up to and including a specified date?     European Option     Call Option     Put Option     In-the-money Option

The sale of a short-term equity investment includes a debit to Multiple Choice Short-term investments Gain on sale of short-term investment Long-term equity investments Cash All of these

Which of the following accounts represents an equity account? Question 9 options: Ordinary actions All of the above Share premium RND Preferential shares

In a primary market, ______ securities are involved, where the total number of shares issued by firms will ______.   Question 16 options:   1)  new, remain unchanged   2)  new, increase   3)  existing, unchanged   4)  existing, increase

In a share-based payment with cash and share alternatives, the net effect to the shareholders’ equity if the employee chooses the share alternative is A.the total subscription price B.the balance of the share options outstanding C.the balance of the accrued salaries payable D.zero