Business/Professional Ethics Directors/Executives/Acct
8th Edition
ISBN: 9781337485913
Author: BROOKS
Publisher: Cengage
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Do you think there are any circumstances when you should go outside the company to report financial wrongdoing? If so, to what person/organization would you go? Why? If not, why would you not take the information outside the company?
What dangers are there in misrepresenting the financial performance of your company?
how does being unethical in the financial industry affect communication with clients?
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- Which among the following is not an objective of Whistleblowing? a. To protect Public Interest b. To take action against those who are wrongdoing c. To expose the Corruption d. To educate the investors to invest in the company’s sharearrow_forwardWhat business risks does Toll Brothers face that may threaten the company’s ability tosatisfy stockholder expectations? What are some examples of control activities that thecompany could use to reduce these risks? (Hint: Focus on pages 10–11 of the 10-K.)arrow_forwardWhy does business risk vary from industry to industry?arrow_forward
- How is the behavior of the salespeople affecting the profit of KC Corporation? Is their behavior ethical? What could KC Corporation do to change the behavior of the salespeople?arrow_forwardIndeed, there is the view that market abuse and insider dealing are not immoral and are victimless crimes. Others stated that insider trading had the capacity to significantly undermine the integrity and efficiency of the relevant securities markets. Do you think that insider trading should be regulated or not by the Government? Do you think that insider trading is occurring in Antigua and Barbuda? Critically discuss.arrow_forwardwhat conflicts of interest and fiduciary responsibility can develop when investment bankers deal with strategic buyers? And do these conflicts of interest and fiduciary responsibilities differ when investment bankers deal with financial buyers?arrow_forward
- The risk to investors that a company’s financial statements may be materially misleading is calleda. Client acceptance risk.b. Information risk.c. Moral hazard.d. Business risk.arrow_forward1.Which of the following situations could be evidence that the investor lacks the capacity to exercise significant influence over the company in which he invested? Select one: a. The investor fails to obtain representation on the board of directors of the other company. b. The investor fails to obtain from the other company the information necessary to correctly account for the investment. c. The other company objects to the investor having significant influence and has gone to court or a regulatory agency. d. All the alternatives presented.arrow_forwardWhich of the following objectives of the company creates immoral practices such as: corrupt practice, unfair trade practice, etc.? Select one: A. None of the given options B. Profit Maximization C. Welfare Maximization D. Wealth Maximizationarrow_forward
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